Senior Regulatory Compliance Manager

Hays
London
5 days ago
Create job alert

Leading global investment management and affiliated services provider seeks a Senior Regulatory Compliance Manager to support its European CCO in ensuring the firm remains compliant with all regulations. The successful candidate will provide advice to the business on regulatory matters encompassing prudential as well as conduct, representing compliance on committees and chairing compliance-related forums. As a leadership role, the incumbent will also assist in the development of the compliance team, providing mentorship and performance feedback. Furthermore, you will lead oversight of the firm's compliance risk assessment, ensuring adherence to risk management policies and frameworks. Candidates are sought with an appropriate level of compliance experience relative to the post gained predominantly in the asset and/or wealth management sectors, with working knowledge spanning SYSC, COBS, MIFIDPRU and ICARA.

Seniority level

  • Mid-Senior level

Employment type

  • Temporary

Job function

  • Legal
  • Industries: Financial Services and Investment Management

#J-18808-Ljbffr

Related Jobs

View all jobs

Senior Regulatory Compliance Manager

Regulatory Compliance Manager

Senior Compliance and Regulatory Officer - 3 month fixed term contract

Digital Asset Regulatory Analyst

(Senior) Regulatory Manager

(Senior) Regulatory Manager

Get the latest insights and jobs direct. Sign up for our newsletter.

By subscribing you agree to our privacy policy and terms of service.

Industry Insights

Discover insightful articles, industry insights, expert tips, and curated resources.

10 Best Biotech Books for UK Job Seekers: Boost Your Biotechnology Career in 2025

The biotechnology industry is booming, fuelled by advancements in genomics, synthetic biology, regenerative medicine, and countless other cutting-edge fields. With the UK emerging as a major global biotech hub—spanning sectors like healthcare, agriculture, and environmental science—there has never been a better time to develop the skills and knowledge necessary to thrive in this dynamic sector. Whether you’re a recent graduate or a seasoned scientist, staying updated with the right resources can dramatically enhance your career prospects. In this blog post, we present ten must-read books that offer deep insights into the foundational concepts, practical techniques, and forward-thinking innovations shaping biotechnology today. By reading and internalising the wisdom of these texts, you’ll be better equipped to navigate job interviews, tackle complex projects, and excel in roles throughout the biotech landscape.

Navigating Biotech Career Fairs Like a Pro: Preparing Your Pitch, Questions to Ask, and Follow-Up Strategies to Stand Out

In today’s fast-paced biotechnology industry, competition for the best roles can be fierce. Whether you’re a recent graduate in life sciences, an experienced research scientist aiming to transition into a more commercial role, or a skilled technician seeking a new challenge, biotech career fairs are an invaluable opportunity to meet prospective employers face-to-face. A successful experience at these events often comes down to preparing effectively, asking the right questions, and following up in a professional, memorable manner. In this comprehensive guide, we’ll explore how you can prepare your personal pitch, the kinds of questions that will make a lasting impression, key examples of biotech career fairs in the UK, and the follow-up strategies that will help you stand out in a crowded field. If you’re looking for the perfect chance to network with potential employers in the UK biotech sector, read on to learn how to make the most of these career fairs.

Common Pitfalls Biotech Job Seekers Face and How to Avoid Them

The biotechnology sector is one of the fastest-growing industries in the UK, offering an array of exciting career opportunities for scientists, engineers, research associates, and business professionals alike. From cutting-edge gene editing and cell therapy to industrial bioprocessing and bioinformatics, biotechnology companies are pushing the boundaries of science to transform healthcare, agriculture, and sustainability. Yet, as more professionals enter the field, securing a great biotech role has become more competitive. Despite possessing strong qualifications and relevant scientific expertise, many biotech candidates inadvertently make avoidable mistakes during their job hunt, in their CVs, in interviews, and in their overall approach to professional development. These pitfalls can cost you that coveted role—whether it’s in a cutting-edge start-up or a well-established pharmaceutical multinational. In this article, we’ll explore the common challenges biotechnology job seekers face, along with proven strategies to overcome them. By following these guidelines, you can craft a compelling application, excel in interviews, and stand out in a thriving but crowded job market.