Senior Regulatory Compliance Manager

Hays Construction And Property
London
2 days ago
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Leading global investment management and affiliatedservices provider seeks a Senior Regulatory Compliance Manager tosupport its European CCO in ensuring the firm remains compliantwith all regulations. The successful candidate will provide adviceto the business on regulatory matters encompassing prudential aswell as conduct, representing compliance on committees and chairingcompliance-related forums. As a leadership role, the incumbent willalso assist in the development of the compliance team, providingmentorship and performance feedback. Furthermore, you will leadoversight of the firms compliance risk assessment, ensuringadherence to risk management policies and frameworks. Candidatesare sought with an appropriate level of compliance experiencerelative to the post gained predominantly in the asset and/orwealth management sectors, with working knowledge spanning SYSC,COBS, MIFIDPRU and ICARA. Seniority level * Mid-Senior levelEmployment type * Temporary Job function * Legal * Industries:Financial Services and Investment ManagementJ-18808-Ljbffr

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